At 3iCO Securities, we believe regulation doesn’t have to slow you down… a strong compliance program can set you apart. We help issuers, funds, and advisors harness regulatory obligations, moving our role from cost center to strategic partner.
Built by former CCOs, attorneys with expertise in securities laws, and seasoned capital-markets professionals, we understand both the fine print and the bigger picture. Our role is to make sure you can focus on your business, with confidence that every step is solid, sound and in line with regulatory requirements.
· Issuers & Fund Managers
· Deal Sponsors & Advisors
· Registered Representatives & Placement Agents
· Capital Markets & Strategic Advisory Teams
Whether you’re structuring your first fund or managing complex private placements, our goal is to make the process understandable, efficient and fully compliant.
If you're raising capital, working with a registered broker-dealer isn't just smart... it's often essential. It's what gives your investors confidence, your transactions credibility, and your business protection.
At 3iCO Securities, we built the framework so you can focus on the vision. Our supervision, diligence, and documentation processes meet every regulatory standard, without slowing your momentum.
In short: You deserve a Broker-Dealer partner that handles compliance skillfully and efficiently, which gives you a competitive advantage.
3iCO Securities LLC
Securities offered through 3iCO Securities LLC, Member FINRA/SIPC.
Private investments involve risk and are not suitable for all investors.
No guarantee. May lose value. Not FDIC-insured.
3iCO Securities LLC is affiliated with both 3iCO, LLC and
Royer Cooper Cohen Braunfeld LLC
3iCO Securities does not provide legal advice.
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